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Compliance

Ensuring the integrity of our products and services

A highly experienced compliance team, we make sure our products, systems and customer information are ethical and comply with financial services rules, regulations and best practices.

Supporting teams across Europe, we guide our business through an ever-changing regulatory environment to maintain our high standards and assure our customers that we always operate fairly, clearly and ethically. We champion a strong compliance culture and firmly embed compliance through our business principles, customer agreements, control systems and responsible practices.

Our team

Our eight-strong team has wide-ranging financial services regulatory experience, covering banking, investments and general insurance. Together at our European Head Office in Crewe, we ensure regulatory compliance and provide proactive advice, support and expertise in these areas:

Compliance Monitoring – we monitor our regulatory systems and controls to make sure we achieve best practice and our statutory requirements.

Regulatory Horizon Scanning – we provide regular updates and practical advice and guidance about regulatory changes and issues.

Financial Promotions Approval – we check documents, provide feedback and ensure our information and clients’ communications comply with FCA rules and regulations.

Stakeholder Management – we proactively maintain constructive relationships with key stakeholders to influence their expectations and needs. Stakeholder management also helps our team and business move toward its stated goals by working constructively together.

Our culture

Supporting business growth across Europe, we’ve a very open culture. Our people are empowered to make decisions and share ideas and knowledge.

Working in partnership with a variety of teams, we’re a true business enabler, finding innovative solutions to unique challenges. Thriving on the challenge of making a difference every day, we’re a hard working, yet very sociable team with a welcoming family culture.

Our opportunities

Whatever your compliance expertise, we’ll develop your skills, broaden your experience and help you achieve your potential as you meet the needs of our diverse business.

Our training will also quickly get you up to speed with key European financial regulatory requirements to enable you to support the launch of exciting new products and services. So, help to ensure we always operate ethically and with integrity and enjoy a rewarding career that offers plenty of variety, responsibility and new challenges.

To see our current opportunities, click apply now.

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